Joseph Sacher Serves as Moderator of Fourth Broker-Dealer Roundtable for Florida International Bankers Association, with Guest Speaker Sarah D. Green, Senior Director of Enforcement for FINRAAugust 30, 2013 | Category: News, Speaking Engagements
Joseph Sacher Serves as Co-Moderator of Florida International Bankers Association's Third Broker-Dealer RoundtableFebruary 20, 2013 | Category: News, Speaking Engagements
Joseph Sacher Seves as Co-Moderator of Florida International Association's Second Broker-Dealer RoundtableNovember 12, 2012 | Category: News, Speaking Engagements
Joseph Sacher also co-moderated the first Roundtable event held in June and sponsored by KPMG. The participants were primarily comprised of banking and broker-dealer representatives for local and international banks and broker-dealers.
Joseph Sacher Serves as Co-Moderator of Broker-Dealer Roundtable for Florida International Bankers Association and KPMGSeptember 3, 2012 | Category: News, Speaking Engagements
MIAMI – September 3, 2012: Joseph A. Sacher recently served as a co-moderator at the Broker/Dealer Roundtable hosted in Miami by the Florida International Bankers Association ("FIBA") and KPMG. The event was also co-moderated by a Forensic Director of KPMG LLP. The Roundtable primarily focused on foreign finders, recent enforcement actions, and related internal compliance and regulatory procedures that are impacting local and international Broker/Dealers.